Filing Details
- Accession Number:
- 0001209191-14-031876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 17:43:17
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 16:43:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056239 | L 3 Communications Holdings Inc | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480569 | A. Richard Cody | C/O L-3 Communications Corporation 600 Third Avenue New York NY 10016 | Svp Of Washington Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-06 | 2,123 | $114.20 | 5,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-06 | 4,470 | $76.82 | 9,868 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 4,470 | $114.04 | 5,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-06 | 4,622 | $67.49 | 10,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 4,622 | $114.02 | 5,398 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-06 | 4,760 | $77.00 | 10,158 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-06 | 4,760 | $114.02 | 5,398 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 02/24/2011 Employee Stock Option (Right to Buy) | Disposition | 2014-05-06 | 4,470 | $0.00 | 4,470 | $76.82 |
| Common Stock | 02/22/2012 Employee Stock Option (Right to Buy) | Disposition | 2014-05-06 | 4,622 | $0.00 | 4,622 | $67.49 |
| Common Stock | 02/20/2013 Employee Stock Option (Right to Buy) | Disposition | 2014-05-06 | 4,760 | $0.00 | 4,760 | $77.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-24 | No | 4 | M | Direct | |
| 0 | 2022-02-22 | No | 4 | M | Direct | |
| 0 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- Represents weighted average sale price for price increments ranging from $114.06 to $114.42. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.
- Does not include shares issuable upon the exercise of options.
- Represents weighted average sale price for price increments ranging from $114.00 to $114.14. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $114.00 to $114.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $114.00 to $114.09. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
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