Filing Details
- Accession Number:
- 0001209191-14-031630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-06 19:20:27
- Reporting Period:
- 2014-05-02
- Filing Date:
- 2014-05-06
- Accepted Time:
- 2014-05-06 18:20:27
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299653 | Jr J Robert Pagano | C/O Itt Corp, 1133 Westchester Ave White Plains NY 10604 | Svp & Pres., Indust. Process | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-02 | 25,171 | $19.97 | 89,418 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-02 | 25,171 | $44.25 | 64,247 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-02 | 28,819 | $20.28 | 93,066 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-02 | 28,819 | $44.11 | 64,247 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-02 | 33,851 | $12.39 | 98,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-02 | 33,851 | $44.25 | 64,247 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-02 | 24,809 | $21.53 | 89,056 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-02 | 24,809 | $44.24 | 64,247 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-02 | 25,171 | $0.00 | 25,171 | $19.97 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-02 | 28,819 | $0.00 | 28,819 | $20.28 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-02 | 33,851 | $0.00 | 33,851 | $12.39 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-02 | 24,809 | $0.00 | 24,809 | $21.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-05 | No | 4 | M | Direct | |
| 14,409 | 2021-11-07 | No | 4 | M | Direct | |
| 0 | 2016-03-05 | No | 4 | M | Direct | |
| 0 | 2021-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,709 | Indirect | By 401(k) plan |
Footnotes
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $43.95 to $44.54 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $44.01 to $44.24 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $43.95 to $44.54 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of ITT Corporation (the "Issuer"), of sales that were executed at prices ranging from $44.05 to 44.37 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- As of May 5, 2014.
- These options are fully vested and exercisable.
- These options began to vest in three equal annual installments beginning on November 7, 2012. The remaining 14,409 options will become exercisable on November 7, 2014.
- These options are fully vested and exercisable.
- These options are fully vested and exercisable.
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