Filing Details
- Accession Number:
- 0001206774-14-001525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-05 18:01:04
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-05
- Accepted Time:
- 2014-05-05 17:01:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247283 | K Anita Ho | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Acting Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-01 | 1,000 | $19.99 | 6,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-01 | 682 | $15.78 | 6,682 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2014-05-01 | 3,000 | $19.75 | 3,682 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | F | Direct |
Footnotes
- Restricted stock units which vest in two equal annual installments beginning on May 01, 2014.
- The shares were acquired under the Alliance Fiber Optic Products. Inc. employee stock purchase plan.
- Withholding of 3,000 shares to satisfy tax obligations arising in connection with the vesting of restricted stock units.
- Including 3,000 restricted stock units which vest on May 01, 2015.
Billionaire Hedge Funds
