Filing Details
- Accession Number:
- 0001181431-14-018287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 17:27:00
- Reporting Period:
- 2014-05-05
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 16:27:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212364 | Jose Cortes | 3888 Calle Fortunada San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-05 | 3,000 | $14.30 | 43,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-05 | 2,736 | $15.95 | 40,922 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-05-05 | 3,000 | $0.00 | 3,000 | $14.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-07 | 2014-05-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,022,124 | Indirect | By Montena S.A. |
| Common Stock | 5,000 | Indirect | By Mother-In-Law |
Footnotes
- Mr. Cortes is a principal in Montena S.A. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
Billionaire Hedge Funds
