Filing Details

Accession Number:
0001181431-14-018105
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-06 18:18:51
Reporting Period:
2014-05-02
Filing Date:
2014-05-06
Accepted Time:
2014-05-06 17:18:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188110 J Philip Koen C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-02 32,100 $0.00 32,683 No 4 M Direct
Common Stock Disposition 2014-05-02 32,100 $9.03 583 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2014-05-02 14,500 $0.00 14,500 $7.55
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2014-05-02 17,600 $0.00 17,600 $7.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-05-19 No 4 M Direct
0 2021-05-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,234 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $6.82 2020-02-09 87,500 87,500 Direct
Common Stock Restricted Stock Units $0.00 13,333 13,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-09 87,500 87,500 Direct
13,333 13,333 Direct
Footnotes
  1. Shares held by the Koen Family Trust dtd 11/3/10 for which the Reporting Person serves as trustee.
  2. The option is fully vested.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  4. The RSUs fully vest on May 14, 2014.
  5. This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9 to $9.08 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation or a security holder of Infinera Corporation, the reporting person will provide full information regarding the number of shares sold at each separate price.