Filing Details
- Accession Number:
- 0001181431-14-018105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-06 18:18:51
- Reporting Period:
- 2014-05-02
- Filing Date:
- 2014-05-06
- Accepted Time:
- 2014-05-06 17:18:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188110 | J Philip Koen | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-02 | 32,100 | $0.00 | 32,683 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-02 | 32,100 | $9.03 | 583 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-05-02 | 14,500 | $0.00 | 14,500 | $7.55 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-05-02 | 17,600 | $0.00 | 17,600 | $7.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-05-19 | No | 4 | M | Direct | |
0 | 2021-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,234 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | $6.82 | 2020-02-09 | 87,500 | 87,500 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 13,333 | 13,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-09 | 87,500 | 87,500 | Direct |
13,333 | 13,333 | Direct |
Footnotes
- Shares held by the Koen Family Trust dtd 11/3/10 for which the Reporting Person serves as trustee.
- The option is fully vested.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- The RSUs fully vest on May 14, 2014.
- This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9 to $9.08 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation or a security holder of Infinera Corporation, the reporting person will provide full information regarding the number of shares sold at each separate price.