Filing Details
- Accession Number:
- 0001179110-14-007685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-06 13:14:48
- Reporting Period:
- 2014-05-05
- Filing Date:
- 2014-05-06
- Accepted Time:
- 2014-05-06 12:14:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359049 | Donald Mark Lyons | C/O Arch Capital Group Ltd. 100 Pitts Bay Road, Ground Floor Pembroke D0 HM 08 | Evp,Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2014-05-05 | 2,000 | $13.00 | 213,017 | No | 4 | M | Direct | |
Common Shares, $.0033 Par Value Per Share | Acquisiton | 2014-05-05 | 18,500 | $18.76 | 231,517 | No | 4 | M | Direct | |
Common Shares, $.0033 Par Value Per Share | Disposition | 2014-05-05 | 20,500 | $56.87 | 211,017 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $.0033 Par Value Per Share | Stock Option (right to buy) | Disposition | 2014-05-05 | 2,000 | $0.00 | 2,000 | $13.00 |
Common Shares, $0033 Par Value Per Share | Stock Option (right to buy) | Disposition | 2014-05-05 | 18,500 | $0.00 | 18,500 | $18.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-09-22 | No | 4 | M | Direct | |
41,500 | 2016-02-23 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average sales price; the sales prices range from $56.78 to $57.02. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.
- The stock option became exercisable in three equal annual installments, commencing on September 22, 2004, subject to the applicable award agreement.
- 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements.
- A portion of the proceeds will be used to satisfy state and federal tax obligations.
- The stock option became exercisable in three equal annual installments, commencing on February 23, 2007, subject to the applicable award agreement.