Filing Details
- Accession Number:
- 0001179110-14-007593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-05 15:59:49
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-05
- Accepted Time:
- 2014-05-05 14:59:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015739 | Aware Inc | AWRE | Semiconductors & Related Devices (3674) | 042911026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | Yes | No | Yes | No | |
| 1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-01 | 16,387 | $5.44 | 3,211,959 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-05-02 | 5,678 | $5.48 | 3,217,637 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The 16,387 shares were purchased at an average price of $5.44 per share. The actual price per share purchased ranged from $5.40 to $5.49 per share.
- The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.
- The 5,678 shares were purchased at an average price of $5.481 per share. The actual price per share purchased ranged from $5.47 to $5.50 per share.
Billionaire Hedge Funds
