Filing Details
- Accession Number:
- 0001179110-14-007584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-05 15:24:58
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-05
- Accepted Time:
- 2014-05-05 14:24:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1436304 | Kythera Biopharmaceuticals Inc | KYTH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1416180 | R Keith Leonard | 27200 West Agoura Rd Suite 200 Calabasas CA 91301 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-01 | 1,532 | $32.32 | 918,188 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2014-05-01 | 1,868 | $32.76 | 922,612 | No | 5 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 5 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 49,649 | Indirect | See footnote |
Common Stock | 49,649 | Indirect | See footnote |
Common Stock | 189 | Indirect | See footnote |
Common Stock | 189 | Indirect | See footnote |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan which expires April 30, 2014.
- Shares held by Leonard Family Trust, dated August 28, 1996, Keith Richard Leonard, Jr. and Nanette LaRosa Leonard, Trustees.
- Shares held by Keith Richard Leonard, Jr., Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
- Shares held by Nanette LaRosa Leonard, Retained Annuity Trust, Dated 12 April, 2010, Keith Richard Leonard, Jr., Trustee.
- Shares held by Keith R. Leonard III. Keith R. Leonard III is the son of the Reporting Person.
- Shares held by Nina R. Leonard. Nina R. Leonard is the daughter of the Reporting Person.
- The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.50, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $32.53 to $33.39, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Reflects the contribution of 6,292 shares of Common Stock by each of Keith Richard Leonard Jr. Retained Annuity Trust, Dated April 12, 2010 and Nanette LaRosa Leonard Retained Annuity Trust, Dated April 12, 2010 to the Leonard Family Trust, Dated August 28, 1996 in satisfaction of annuity payment obligations on April 23, 2014.