Filing Details
- Accession Number:
- 0001144354-14-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 17:13:55
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 16:13:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309021 | Charles Kallenbach | 90 Nassau Street, 2Nd Floor Princeton NJ 08542 | Chief Legal Officer, Gc & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-07 | 4,500 | $8.88 | 12,842 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-07 | 2,118 | $39.51 | 10,724 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-05-07 | 4,500 | $0.00 | 4,500 | $8.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-05-11 | No | 4 | M | Direct |
Footnotes
- This price is the weighted average price of the 2,118 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $39.50 to $39.52. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The reporting person was granted 40,000 options on May 11, 2009. The option vested in four equal annual installments beginning on May 11, 2010