Filing Details
- Accession Number:
- 0001144204-14-028484
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 13:02:18
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 12:02:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 946647 | First Defiance Financial Corp | FDEF | Savings Institution, Federally Chartered (6035) | 341803915 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519530 | D. Michael Mulford | 601 Clinton Street Defiance OH 43512 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-05-06 | 300 | $9.22 | 1,704 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2014-05-06 | 750 | $17.64 | 2,454 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2014-05-06 | 2,000 | $25.37 | 4,454 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-05-06 | 3,050 | $27.05 | 1,404 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2014-05-06 | 300 | $0.00 | 150 | $9.22 |
| Common Shares | Stock Option (right to buy) | Disposition | 2014-05-06 | 750 | $0.00 | 750 | $17.64 |
| Common Shares | Stock Option (right to buy) | Disposition | 2014-05-06 | 2,000 | $0.00 | 2,000 | $25.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-04-20 | 2019-04-20 | No | 4 | M | Direct |
| 0 | 2009-04-21 | 2018-04-21 | No | 4 | M | Direct |
| 0 | 2005-08-16 | 2014-08-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 571 | Indirect | Held by ESOP |
Footnotes
- Stock Options vested 20% per year over five years, beginning on this date.
Billionaire Hedge Funds
