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Filing Details

Accession Number:: 0001144204-14-027418
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-05-05 09:45:44
Reporting Period:: 2014-01-25

Filing Date:: 2014-05-05
Accepted Time:: 2014-05-05 08:45:44
Original Submission Date:: 2014-05-02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1142790	Tauriga Sciences Inc.	TAUG	Blank Checks (6770)	651102237

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1595744	Bacterial Robotics, Llc	Po Box 30085 Cincinnati OH 45230		No	No	Yes	No
1606042	Eric Jason Barkeloo	Po Box 30085 Cincinnati OH 45230		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-01-25	3,500,000	$0.00	3,500,000	No	4	J	Direct
Common Stock	Acquisiton	2014-02-27	1,000	$0.02	3,501,000	No	4	P	Direct
Common Stock	Acquisiton	2014-03-04	10,000	$0.02	10,000	No	4	P	Direct
Common Stock	Acquisiton	2014-03-17	10,000	$0.10	20,000	No	4	P	Direct
Common Stock	Acquisiton	2014-03-27	20,000	$0.07	40,000	No	4	P	Direct
Common Stock	Acquisiton	2014-03-28	10,000	$0.06	50,000	No	4	P	Direct
Common Stock	Acquisiton	2014-03-28	10,000	$0.06	60,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants (Right to Buy)	Acquisiton	2014-01-28	71,082,323	$0.00	71,082,323	$0.02
Common Stock	Common Stock Warrants (Right to Buy)	Acquisiton	2014-01-28	28,917,647	$0.00	28,917,647	$0.02

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
71,082,323	2014-01-28	2021-01-28	No	4	J	Indirect
28,917,647	2014-01-28	2021-01-28	No	4	J	Direct

Footnotes

The shares of common stock were issued on January 25, 2014 to Jason E. Barkeloo ("Mr. Barkeloo"), a reporting person hereunder, in consideration of Mr. Barkeloo's services to Tauriga Sciences, Inc. (the "Company") pursuant to an advisory agreement between the Company and Mr. Barkeloo, and are owned directly and solely by Mr. Barkeloo.
The shares of common stock are owned directly and solely by Mr. Barkeloo.
The shares of common stock are owned directly by Bacterial Robotics, LLC ("Bacterial Robotics"), a reporting person hereunder. As managing member and Chief Executive Officer of Bacterial Robotics and by virtue of the Voting Agreement (defined below), as disclosed in the reporting persons' Schedule 13D filed with the Securities and Exchange Commission on May 2, 2014, Mr. Barkeloo, a reporting person hereunder, may be deemed to beneficially own the shares of common stock held by Bacterial Robotics.
The warrants were issued on January 28, 2014 in connection with an Agreement and Plan of Merger, dated as of November 25, 2013, by and among the Company, Pilus Acquisition, LLC, Bacterial Robotics, Pilus Energy LLC ("Pilus Energy") and certain individuals named therein (the "Merger Agreement"), as consideration for the acquisition of Pilus Energy by the Company.
The warrants were issued pursuant to the Merger Agreement and are held by parties to the Voting Agreement, dated January 28, 2014, by and among the Company and members of Pilus Energy (the "Voting Agreement"). Excludes the warrant held by Bacterial Robotics, who is a party to the Voting Agreement, reported separately herein. The reporting persons are members of a Section 13(d) "group" as a result of the Voting Agreement. By virtue of the Voting Agreement and as disclosed in the reporting persons' Schedule 13D filed with the Securities and Exchange Commission on May 2, 2014, Mr. Barkeloo, a reporting person hereunder, may be deemed to beneficially own the shares of common stock of the Company underlying the warrants, which will be subject to the Voting Agreement once issued. Mr. Barkeloo disclaims beneficial ownership of the securities held by the parties to the Voting Agreement.
The warrant was issued pursuant to the Merger Agreement and is owned directly by Bacterial Robotics, a reporting person hereunder. As managing member and Chief Executive Officer of Bacterial Robotics and by virtue of the Voting Agreement, Mr. Barkeloo, a reporting person hereunder, may be deemed to beneficially own the securities held by Bacterial Robotics.