Filing Details
- Accession Number:
- 0001140361-14-019428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 19:00:46
- Reporting Period:
- 2014-05-05
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 18:00:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943819 | Resmed Inc | RMD | Surgical & Medical Instruments & Apparatus (3841) | 980152841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196723 | David Pendarvis | Resmed Inc. 9001 Spectrum Center Blvd. San Diego CA 92123 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Resmed Common Stock | Acquisiton | 2014-05-05 | 5,000 | $15.52 | 74,207 | No | 4 | M | Direct | |
| Resmed Common Stock | Disposition | 2014-05-05 | 5,000 | $49.37 | 69,207 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Resmed Common Stock | ResMed Stock Options | Disposition | 2014-05-05 | 5,000 | $0.00 | 5,000 | $15.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,557 | 2009-11-20 | 2015-11-20 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
- Represents date options first became exercisable. Options vest 1/4 annually on the anniversary of the grant.
- Includes 251.575 shares of ResMed stock purchased on April 30, 2014, through the Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $49.17 and $49.75. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.
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