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Home > Insider Trading > Filing (0001140361-14-019304)

Filing Details

Accession Number:: 0001140361-14-019304
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-07 14:51:55
Reporting Period:: 2014-05-06

Filing Date:: 2014-05-07
Accepted Time:: 2014-05-07 13:51:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569994	Waterstone Financial Inc.	WSBF	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1385498	M Rebecca Arndt	11200 W Plank Court Wauwatosa WI 53226	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-05-06	7,500	$10.60	17,066	No	4	S	Direct
Common Stock	Disposition	2013-12-31	2,341	$10.12	13,796	No	4	A	Indirect	By ESOP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	A	Indirect	By ESOP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,028	Indirect	By 401(k) plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$16.11	2014-01-22	2017-01-05	27,432	27,432	Direct
Common Stock	Stock Options	$1.73	2014-01-22	2022-01-04	21,946	21,946	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-01-05	27,432	27,432	Direct
2022-01-04	21,946	21,946	Direct