Filing Details
- Accession Number:
- 0001140361-14-018772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-05 17:21:38
- Reporting Period:
- 2014-05-01
- Filing Date:
- 2014-05-05
- Accepted Time:
- 2014-05-05 16:21:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943819 | Resmed Inc | RMD | Surgical & Medical Instruments & Apparatus (3841) | 980152841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352232 | Andrew Robert Douglas | Resmed Inc. 9001 Spectrum Center Blvd. San Diego CA 92123 | President And Coo Resmed Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Resmed Common Stock | Acquisiton | 2014-05-01 | 7,500 | $15.52 | 106,771 | No | 4 | M | Indirect | Douglas Family Trust |
Resmed Common Stock | Disposition | 2014-05-01 | 7,500 | $49.75 | 99,271 | No | 4 | S | Indirect | Douglas Family Trust |
Resmed Common Stock | Disposition | 2014-05-01 | 500 | $49.80 | 98,771 | No | 4 | S | Indirect | Douglas Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Douglas Family Trust |
No | 4 | S | Indirect | Douglas Family Trust |
No | 4 | S | Indirect | Douglas Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Resmed Common Stock | ResMed Common Stock Options | Disposition | 2014-05-01 | 7,500 | $0.00 | 7,500 | $15.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2009-11-20 | 2015-11-20 | No | 4 | M | Indirect |
Footnotes
- The transaction was conducted under a 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
- Represents date options first became exercisable. Options vest 1/4 per year on the anniversary of the grant.
- Includes 245.439 shares of stock purchased on April 30, 2014 under the Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $49.72 to $49.79. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.