Filing Details

Accession Number:
0001127602-14-016695
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-07 16:18:19
Reporting Period:
2014-05-05
Filing Date:
2014-05-07
Accepted Time:
2014-05-07 15:18:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305014 Ashland Inc. ASH Wholesale-Chemicals & Allied Products (5160) 200865835
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575329 Kevin J Willis 50 E. Rivercenter Blvd.
Covington KY 41011
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-05 987 $100.07 15,915 No 4 S Direct
Common Stock Acquisiton 2014-05-05 2,500 $51.86 18,415 No 4 M Direct
Common Stock Acquisiton 2014-05-05 3,675 $55.56 22,090 No 4 M Direct
Common Stock Acquisiton 2014-05-05 2,900 $70.37 24,990 No 4 M Direct
Common Stock Disposition 2014-05-05 1,721 $100.07 23,269 No 4 F Direct
Common Stock Disposition 2014-05-05 2,628 $100.07 20,641 No 4 F Direct
Common Stock Disposition 2014-05-05 2,349 $100.07 18,292 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2014-05-05 2,500 $0.00 2,500 $51.86
Common Stock Stock Appreciation Right Disposition 2014-05-05 3,675 $0.00 3,675 $55.56
Common Stock Stock Appreciation Right Disposition 2014-05-05 2,900 $0.00 2,900 $70.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-11-17 2020-12-17 No 4 M Direct
1,225 2012-12-02 2022-01-02 No 4 M Direct
2,900 2013-11-14 2022-12-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,329 Indirect 401(k)
Common Stock 887 Indirect LESOP
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2014.
  2. Includes 15,915 shares of unvested Restricted Stock.
  3. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
  4. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
  5. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 10 below.
  6. Based on Employee Savings Plan information as of May 2, 2014, the latest date for which such information is reasonably available.
  7. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of May 2, 2014.
  8. Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
  9. Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
  10. Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.