Filing Details
- Accession Number:
- 0001127602-14-016695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-07 16:18:19
- Reporting Period:
- 2014-05-05
- Filing Date:
- 2014-05-07
- Accepted Time:
- 2014-05-07 15:18:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575329 | Kevin J Willis | 50 E. Rivercenter Blvd. Covington KY 41011 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-05 | 987 | $100.07 | 15,915 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-05 | 2,500 | $51.86 | 18,415 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-05 | 3,675 | $55.56 | 22,090 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-05 | 2,900 | $70.37 | 24,990 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-05 | 1,721 | $100.07 | 23,269 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-05 | 2,628 | $100.07 | 20,641 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-05 | 2,349 | $100.07 | 18,292 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2014-05-05 | 2,500 | $0.00 | 2,500 | $51.86 |
Common Stock | Stock Appreciation Right | Disposition | 2014-05-05 | 3,675 | $0.00 | 3,675 | $55.56 |
Common Stock | Stock Appreciation Right | Disposition | 2014-05-05 | 2,900 | $0.00 | 2,900 | $70.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-11-17 | 2020-12-17 | No | 4 | M | Direct |
1,225 | 2012-12-02 | 2022-01-02 | No | 4 | M | Direct |
2,900 | 2013-11-14 | 2022-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,329 | Indirect | 401(k) |
Common Stock | 887 | Indirect | LESOP |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2014.
- Includes 15,915 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 10 below.
- Based on Employee Savings Plan information as of May 2, 2014, the latest date for which such information is reasonably available.
- Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of May 2, 2014.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.