Filing Details
- Accession Number:
- 0001062993-14-002577
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-05 21:45:23
- Reporting Period:
- 2012-10-25
- Filing Date:
- 2014-05-05
- Accepted Time:
- 2014-05-05 20:45:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410253 | Urban Barns Foods Inc. | URBF | Agricultural Production-Crops (100) | 200215404 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559372 | T Richard Groome | 205 - 290 Lakeshore Road Pointe-Claire A8 H9S 4L3 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-25 | 1,000,000 | $0.03 | 22,600,000 | No | 4 | J | Indirect | See footnote |
Common Stock | Acquisiton | 2014-04-05 | 2,097,595 | $0.02 | 24,697,595 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Mr. Groome received these shares from a third party in consideration for his appointment as a director of the Issuer.
- Represents a deemed price per share.
- Includes 1,000,000 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 100,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.
- Includes 2,097,595 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 100,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.