Filing Details

Accession Number:
0000950138-14-000403
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-07 18:56:52
Reporting Period:
2014-05-06
Filing Date:
2014-05-07
Accepted Time:
2014-05-07 17:56:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458970 W David Finnegan C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Dr.
St. Louis MO 63114
Chief Information Bear No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-06 14,280 $5.11 68,325 No 4 M Direct
Common Stock Disposition 2014-05-06 15,684 $6.59 84,009 No 4 M Direct
Common Stock Disposition 2014-05-06 6,633 $6.21 90,642 No 4 M Direct
Common Stock Disposition 2014-05-06 68,964 $13.69 21,678 No 4 S Direct
Common Stock Disposition 2014-05-06 2,865 $0.00 18,813 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-06 14,280 $0.00 14,280 $5.11
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-06 15,684 $0.00 15,684 $6.59
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-06 6,633 $0.00 6,633 $6.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-03-17 2019-03-17 No 4 M Direct
0 2010-03-23 2020-03-23 No 4 M Direct
2,211 2011-03-22 2021-03-22 No 4 M Direct
Footnotes
  1. The reporting price is the weighted average sale price per share for 265 transactions in which the sale prices range from $13.37 to $13.90 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
  2. 36,597 of the shares were sold as part of cashless exercises of employee stock options.
  3. Gift of 2,865 shares by Mr. Finnegan.
  4. After giving effect to the transactions reported in this Form 4, Mr. Finnegan directly owns 0 shares of common stock and 18,813 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Mr. Finnegan holds vested options to purchase 2,000 shares and unvested options to purchase 7,632 shares of Build-A-Bear Workship, Inc.'s common stock.
  5. The options vest in equal annual installments over four years from the date of grant.
  6. Price is not applicable to acquisitions resulting from grants of stock options.