Filing Details
- Accession Number:
- 0000820318-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-06 17:34:08
- Reporting Period:
- 2014-05-05
- Filing Date:
- 2014-05-06
- Accepted Time:
- 2014-05-06 16:34:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
945117 | J Carl Johnson | 18 Windsor Ridge Frisco TX 75034 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-05 | 5,000 | $14.41 | 398,533 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,512,845 | Indirect | By LP |
Common Stock | 1,454,128 | Indirect | By Spouse |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 16, 2013.
- Represents the weighted average of multiple sales transactions ranging in price from $14.35 to $14.52. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by CJ&M Holdings, L.P., a family limited partnership of which the reporting person maintains control through his position as the sole limited partner (95%) and majority general partner (3.9%), except to the extent of his pecuniary interest therein.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.