Filing Details
- Accession Number:
- 0001181431-10-045056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-01 13:46:12
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-01
- Accepted Time:
- 2010-09-01 13:46:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903129 | Amerigon Inc | ARGN | Motor Vehicle Parts & Accessories (3714) | 954318554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182627 | Iii B Oscar Marx | 33 Smithcliffs Road Laguna Beach CA 92651 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-01 | 2,500 | $4.40 | 725,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-01 | 5,000 | $3.76 | 730,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-01 | 5,000 | $4.65 | 735,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-01 | 10,000 | $5.50 | 745,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-01 | 22,500 | $10.67 | 723,262 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-09-01 | 2,500 | $0.00 | 2,500 | $4.40 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-09-01 | 5,000 | $0.00 | 5,000 | $3.76 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-09-01 | 5,000 | $0.00 | 5,000 | $4.65 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-09-01 | 10,000 | $0.00 | 10,000 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-28 | 2014-01-28 | No | 4 | M | Direct |
| 0 | 2005-01-03 | 2015-01-03 | No | 4 | M | Direct |
| 0 | 2005-01-19 | 2015-01-19 | No | 4 | M | Direct |
| 0 | 2006-01-03 | 2016-01-03 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $10.52 to $10.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 40,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
Billionaire Hedge Funds
