Filing Details
- Accession Number:
- 0000750556-10-000210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-01 08:05:28
- Reporting Period:
- 2010-08-30
- Filing Date:
- 2010-09-01
- Accepted Time:
- 2010-09-01 08:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1452517 | L Frances Breeden | 303 Peachtree Street Atlanta GA 30308 | Corp. Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-30 | 6,082 | $22.57 | 4,028 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 347 | Indirect | 401(k) |
Common Stock | 37,875 | Indirect | Restricted Stock |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 1,400 | 1,400 | Direct | ||
Common Stock | Option | $51.13 | 2003-11-14 | 2010-11-14 | 2,000 | 2,000 | Direct |
Common Stock | Option | $64.57 | 2004-11-13 | 2011-11-13 | 2,400 | 2,400 | Direct |
Common Stock | Option | $63.74 | 2005-08-01 | 2012-08-01 | 1,000 | 1,000 | Direct |
Common Stock | Option | $54.28 | 2006-02-11 | 2013-02-11 | 10,000 | 10,000 | Direct |
Common Stock | Option | $73.19 | 2007-02-10 | 2014-02-10 | 8,000 | 8,000 | Direct |
Common Stock | Option | $73.14 | 2008-02-08 | 2015-02-08 | 10,000 | 10,000 | Direct |
Common Stock | Option | $71.03 | 2009-02-14 | 2016-02-14 | 22,500 | 22,500 | Direct |
Common Stock | Option | $85.06 | 2010-02-13 | 2017-02-13 | 20,000 | 20,000 | Direct |
Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 33,500 | 33,500 | Direct |
Common Stock | Option | $9.06 | 2012-02-10 | 2019-02-10 | 107,545 | 107,545 | Direct |
Common Stock | Option | $22.69 | 2013-02-09 | 2020-02-09 | 22,475 | 22,475 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,400 | 1,400 | Direct | |
2010-11-14 | 2,000 | 2,000 | Direct |
2011-11-13 | 2,400 | 2,400 | Direct |
2012-08-01 | 1,000 | 1,000 | Direct |
2013-02-11 | 10,000 | 10,000 | Direct |
2014-02-10 | 8,000 | 8,000 | Direct |
2015-02-08 | 10,000 | 10,000 | Direct |
2016-02-14 | 22,500 | 22,500 | Direct |
2017-02-13 | 20,000 | 20,000 | Direct |
2018-02-12 | 33,500 | 33,500 | Direct |
2019-02-10 | 107,545 | 107,545 | Direct |
2020-02-09 | 22,475 | 22,475 | Direct |
Footnotes
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- Restricted stock held under SunTrust Banks, Inc. 2004 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3. Includes 5,500 shares which vest on 02/12/2011, 5,000 shares which vest on 10/31/2011, 14,800 shares which vest on 02/10/2012 and 12,575 shares which vest on 02/09/2013.
- The reported phantom stock units were acquired under SunTrust Banks, Inc.'s 401(k) excess benefit plan. These phantom stock units convert to common stock on a one-for-one basis.
- Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.