Filing Details
- Accession Number:
- 0001209191-10-043571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-20 19:58:15
- Reporting Period:
- 2010-08-18
- Filing Date:
- 2010-08-20
- Accepted Time:
- 2010-08-20 19:58:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1269871 | Physicians Formula Holdings Inc. | FACE | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 200340099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346543 | Srb Management, L.p. | 300 Crescent Court, Suite 1111 Dallas TX 75201 | No | No | Yes | No | |
1349003 | Bc Advisors Llc | 300 Crescent Court, Suite 1111 Dallas TX 75201 | No | No | Yes | No | |
1349005 | R Steven Becker | 300 Crescent Court, Suite 1111 Dallas TX 75201 | No | No | Yes | No | |
1451721 | Becker Drapkin Partners, L.p. | 300 Crescent Court, Suite 1111 Dallas TX 75201 | No | No | Yes | No | |
1451722 | Becker Drapkin Partners (Qp), L.p. | 300 Crescent Court, Suite 1111 Dallas TX 75201 | No | No | Yes | No | |
1458693 | A Matthew Drapkin | 300 Crescent Court, Suite 1111 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-18 | 54,587 | $3.62 | 1,473,557 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This statement is jointly filed by and on behalf of each of Becker Drapkin Management, L.P., formerly known as SRB Management, L.P. ("BD Management"), Becker Drapkin Partners (QP), L.P., formerly known as SRB Greenway Opportunity Fund (QP), L.P. ("QP Fund"), Becker Drapkin Partners, L.P., formerly known as SRB Greenway Opportunity Fund, L.P. ("LP Fund"), BC Advisors, LLC, Steven R. Becker and Matthew A. Drapkin. QP Fund and LP Fund are the direct beneficial owners of the securities covered by this report. BD Management is the general partner of each of QP Fund and LP Fund and may be deemed to beneficially own securities owned by QP Fund and LP Fund. BC Advisors, LLC is the general partner of BD Management and may be deemed to beneficially own securities owned by BD Management. Steven R. Becker and Matthew A. Drapkin are the controlling persons of BC Advisors and may be deemed to beneficially own securities owned by BC Advisors.
- Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- Includes (a) 1,311,461 shares owned by QP Fund, and (b) 162,093 shares owned by LP Fund.
- Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.