Filing Details
- Accession Number:
- 0001394670-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-06 12:33:20
- Reporting Period:
- 2011-01-05
- Filing Date:
- 2011-01-06
- Accepted Time:
- 2011-01-06 12:33:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126741 | Gsi Technology Inc | GSIT | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394670 | Bor-Tay Wu | Gsi Technology, Inc. 6F-1, No. 30, Tai-Yuan Street Chu Pei City F5 30288 | Vp, Taiwan Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-05 | 20,625 | $5.40 | 20,625 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-05 | 20,625 | $2.10 | 41,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-05 | 41,250 | $8.10 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-01-05 | 20,625 | $0.00 | 20,625 | $5.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-01-05 | 20,625 | $0.00 | 20,625 | $2.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-25 | No | 4 | M | Direct | |
| 0 | 2013-07-15 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2010.
- Options were granted on May 25, 2001 and became 100% vested on January 13, 2005
- Options were granted on July 15, 2003 and became 100% vested on January 13, 2006.
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