Filing Details
- Accession Number:
- 0001289419-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-06 11:23:28
- Reporting Period:
- 2011-01-04
- Filing Date:
- 2011-01-06
- Accepted Time:
- 2011-01-06 11:23:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324003 | Tao Huang | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-04 | 1,000 | $18.94 | 477,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-04 | 1,000 | $53.51 | 476,051 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-05 | 1,000 | $18.95 | 477,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-05 | 1,000 | $52.58 | 476,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-04 | 1,000 | $0.00 | 1,000 | $18.94 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-05 | 1,000 | $0.00 | 1,000 | $18.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,597 | 2014-12-01 | No | 4 | M | Direct | |
| 23,597 | 2014-12-01 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2010.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On January 4, 2011, the exercise price was $18.9448.
- The options became exercisable in 4 equal installments on May 1, 2005, 2006, 2007, and 2008.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($14.70). On January 5, 2011, the exercise price was $18.947.
Billionaire Hedge Funds
