Filing Details

Accession Number:
0001127602-11-001136
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-06 10:28:45
Reporting Period:
2011-01-05
Filing Date:
2011-01-06
Accepted Time:
2011-01-06 10:28:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248748 Luigi Pier Foschi Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Chairman & Ceo-Costa Crociere Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2011-01-05 200,000 $47.42 322,170 No 4 M Direct
Ordinary Shares Disposition 2011-01-05 200,000 $48.78 122,170 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2011-01-05 200,000 $0.00 200,000 $47.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-26 2012-02-26 No 4 M Direct
Footnotes
  1. Approximate US dollar equivalent price based on the exchange rate of 1.8589 on February 26, 2004. Options are exercisable at 25.48 British Pounds Sterling.
  2. Approximate US dollar equivalent price based on the exchange rate of 1.5546 on January 5, 2011.
  3. This transaction was executed in multiple trades at prices ranging from 31.32 to 31.435 British Pounds Sterling. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Options vest ratably over four years beginning on the first anniversary of the grant date of February 25, 2004.