Filing Details
- Accession Number:
- 0001127602-11-001136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-06 10:28:45
- Reporting Period:
- 2011-01-05
- Filing Date:
- 2011-01-06
- Accepted Time:
- 2011-01-06 10:28:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248748 | Luigi Pier Foschi | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Chairman & Ceo-Costa Crociere | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2011-01-05 | 200,000 | $47.42 | 322,170 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2011-01-05 | 200,000 | $48.78 | 122,170 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2011-01-05 | 200,000 | $0.00 | 200,000 | $47.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-26 | 2012-02-26 | No | 4 | M | Direct |
Footnotes
- Approximate US dollar equivalent price based on the exchange rate of 1.8589 on February 26, 2004. Options are exercisable at 25.48 British Pounds Sterling.
- Approximate US dollar equivalent price based on the exchange rate of 1.5546 on January 5, 2011.
- This transaction was executed in multiple trades at prices ranging from 31.32 to 31.435 British Pounds Sterling. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options vest ratably over four years beginning on the first anniversary of the grant date of February 25, 2004.