Filing Details
- Accession Number:
- 0001181431-11-002091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 21:08:32
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 21:08:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1406666 | Calix Inc | CALX | Communications Services, Nec (4899) | 680438710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1483787 | Roger Weingarth | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-03 | 20,000 | $0.49 | 333,051 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-03 | 40,000 | $16.89 | 293,051 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-01-03 | 20,000 | $0.00 | 20,000 | $0.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,917 | 2013-03-28 | No | 4 | M | Direct |
Footnotes
- Includes 170,332 restricted stock units.
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.5000 to $17.1800, inclusive. Full information on the number of shares sold at each sale price is available upon request.
- 100% of the shares subject to the option are fully vested and exercisable.