Filing Details
- Accession Number:
- 0001181431-11-002053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 20:09:35
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 20:09:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916235 | Sonic Solutions | SNIC | Services-Computer Integrated Systems Design (7373) | 930925818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257779 | Clay A Leighton | C/O Sonic Solutions, 7250 Redwood Blvd. Suite 300 Novato CA 94945 | President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 5,000 | $1.17 | 84,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 1,608 | $1.17 | 89,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 8,392 | $1.23 | 94,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 15,000 | $14.76 | 79,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-03 | 5,000 | $0.00 | 5,000 | $1.17 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-03 | 1,608 | $0.00 | 1,608 | $1.17 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-03 | 8,392 | $0.00 | 8,392 | $1.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,392 | 2011-10-25 | No | 4 | M | Direct | |
| 0 | 2011-10-25 | No | 4 | M | Direct | |
| 171,608 | 2018-12-15 | No | 4 | M | Direct |
Footnotes
- The shares are being sold pursuant to a 10b5-1 plan.
- Average price of multiple open market transactions during the day. Purchase prices for individual transactions ranged from $14.70 to $14.88.
- The underlying shares vested monthly over three years commencing on September 30, 2001 and are subject to change of control vesting per standard company policy for directors and officers.
- The underlying shares vested monthly over three years commencing on September 30, 2001 and are subject to change of control vesting per standard company policy for directors and officers.
- The underlying shares vest monthly over four years commencing on December 15, 2008 and are subject to change of control vesting per standard company policy for directors and officers.
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