Filing Details
- Accession Number:
- 0001181431-11-002052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 20:09:08
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 20:09:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916235 | Sonic Solutions | SNIC | Services-Computer Integrated Systems Design (7373) | 930925818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340032 | Mark Ely | C/O Sonic Solutions, 7250 Redwood Blvd. Suite 300 Novato CA 94945 | President, Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 3,125 | $1.23 | 11,013 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 1,668 | $3.97 | 9,556 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 4,793 | $14.83 | 7,888 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-01-03 | 3,125 | $0.00 | 3,125 | $1.23 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-01-03 | 1,668 | $0.00 | 1,668 | $3.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2018-12-15 | No | 4 | M | Direct | |
| 5,832 | 2013-03-11 | No | 4 | M | Direct |
Footnotes
- These shares are being sold pursuant to a 10b5-1 plan.
- Average multiple open market transactions during the day. Purchase prices for the shares ranged from $14.80 to $14.87.
- The option vests monthly over four years starting on December 15, 2008 and are subject to change of control vesting per standard company policy for directors and officers.
- The option vests over four years starting on April 1, 2003 and are subject to change of control vesting per standard company policy for directors and officers.
Billionaire Hedge Funds
