Filing Details
- Accession Number:
- 0001181431-11-002028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 19:33:36
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 19:33:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410399 | J Timothy Stultz | C/O Nanometrics Incorporated 1550 Buckeye Drive Milpitas CA 95035 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 5,000 | $0.98 | 62,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 5,000 | $12.87 | 57,987 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 10,000 | $7.35 | 67,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 10,000 | $12.87 | 57,987 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-03 | 5,000 | $0.00 | 5,000 | $0.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-03 | 10,000 | $0.00 | 10,000 | $7.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2015-11-19 | No | 4 | M | Direct | |
| 180,000 | 2014-08-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2009.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $12.69 to $12.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $12.69 to $12.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- One thirty-sixth (1/36th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008)
- One-third (1/3rd) of the shares vest on August 29, 2008 and one thirty-sixth (1/36th) of the shares vest monthly thereafter.
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