Filing Details
- Accession Number:
- 0001209191-11-002004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 18:11:02
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 18:11:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213886 | A Richard Navarre | 701 Market Street St. Louis MO 63101-1826 | Pres & Chief Comm. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-05 | 25,750 | $26.84 | 47,502 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-05 | 1,900 | $61.53 | 45,602 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-05 | 23,850 | $62.01 | 21,752 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-01-03 | 36,090 | $0.00 | 36,090 | $64.52 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-01-05 | 25,750 | $0.00 | 25,750 | $26.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,090 | 2021-01-03 | No | 4 | A | Direct | |
25,751 | 2011-01-05 | 2019-01-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 120,900 | Indirect | By Family Trust |
Footnotes
- This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
- This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.52 to $61.54 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.59 to $62.56 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest in three equal annual installments beginning January 3, 2012.
- Does not include employee stock options with different expiration dates and exercise prices.
- Not applicable.