Filing Details

Accession Number:
0001209191-11-002004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-05 18:11:02
Reporting Period:
2011-01-03
Filing Date:
2011-01-05
Accepted Time:
2011-01-05 18:11:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064728 Peabody Energy Corp BTU Bituminous Coal & Lignite Surface Mining (1221) 134004153
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213886 A Richard Navarre 701 Market Street
St. Louis MO 63101-1826
Pres & Chief Comm. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-05 25,750 $26.84 47,502 No 4 M Direct
Common Stock Disposition 2011-01-05 1,900 $61.53 45,602 No 4 S Direct
Common Stock Disposition 2011-01-05 23,850 $62.01 21,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-01-03 36,090 $0.00 36,090 $64.52
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-05 25,750 $0.00 25,750 $26.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,090 2021-01-03 No 4 A Direct
25,751 2011-01-05 2019-01-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 120,900 Indirect By Family Trust
Footnotes
  1. This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
  2. This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.52 to $61.54 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.59 to $62.56 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The options vest in three equal annual installments beginning January 3, 2012.
  5. Does not include employee stock options with different expiration dates and exercise prices.
  6. Not applicable.