Filing Details
- Accession Number:
- 0001140361-11-001373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 17:07:29
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 17:07:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317933 | David Vellequette | C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 52,500 | $3.56 | 219,171 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 40,833 | $3.56 | 260,004 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 11,666 | $5.87 | 271,670 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 23,333 | $5.87 | 295,003 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 128,332 | $15.00 | 166,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2011-01-03 | 52,500 | $0.00 | 52,500 | $3.56 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2011-01-03 | 40,833 | $0.00 | 40,833 | $3.56 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2011-01-03 | 11,666 | $0.00 | 11,666 | $5.87 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2011-01-03 | 23,333 | $0.00 | 23,333 | $5.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 105,000 | 2010-02-15 | 2017-02-15 | No | 4 | M | Direct |
| 81,667 | 2010-02-15 | 2017-02-15 | No | 4 | M | Direct |
| 23,334 | 2010-08-15 | 2017-08-15 | No | 4 | M | Direct |
| 46,667 | 2010-08-15 | 2017-08-15 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
- Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.
Billionaire Hedge Funds
