Filing Details
- Accession Number:
- 0001144204-11-000814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 16:31:07
- Reporting Period:
- 2007-12-20
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 16:31:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122063 | Beacon Enterprise Solutions Group Inc | BEAC.OTC | Telephone Communications (No Radiotelephone) (4813) | 810438093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249686 | Iii Sherman J Henderson | 1961 Bishop Lane Suite 101 Louisville KY US 40218 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2007-12-20 | 1,000,000 | $1.00 | 1,000,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2007-12-20 | 30,000 | $1.00 | 1,030,000 | No | 4 | A | Indirect | Beneficially owned through LANJK. |
Common Stock | Acquisiton | 2010-03-01 | 5,000 | $1.29 | 1,035,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Indirect | Beneficially owned through LANJK. |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Bridge Warrants | Acquisiton | 2008-02-15 | 120,000 | $1.00 | 120,000 | $1.00 |
Common Stock | Bridge Warrants | Disposition | 2009-09-09 | 120,000 | $1.00 | 120,000 | $1.00 |
Common Stock | Equity Financing Arrangement Warrants | Acquisiton | 2008-01-28 | 10,000 | $1.00 | 10,000 | $1.00 |
Common Stock | Equity Financing Arrangement Warrants | Acquisiton | 2008-02-28 | 10,000 | $1.00 | 10,000 | $1.00 |
Common Stock | Equity Financing Arrangement Warrants | Acquisiton | 2008-03-07 | 5,000 | $1.00 | 5,000 | $1.00 |
Common Stock | Equity Financing Arrangement Warrants | Disposition | 2010-04-15 | 250,000 | $1.00 | 25,000 | $1.00 |
Common Stock | Bridge Warrants | Acquisiton | 2007-12-20 | 312,500 | $1.00 | 312,500 | $1.00 |
Common Stock | Bridge Warrants | Disposition | 2009-09-09 | 312,500 | $1.00 | 312,500 | $1.00 |
Common Stock | Convertible Note | Acquisiton | 2007-12-20 | 416,667 | $0.60 | 416,667 | $0.60 |
Common Stock | Convertible Note | Disposition | 2009-09-09 | 416,667 | $0.60 | 416,667 | $0.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
120,000 | 2008-02-15 | 2012-06-30 | No | 4 | A | Indirect |
0 | 2009-09-09 | 2012-06-30 | No | 4 | P | Indirect |
10,000 | 2008-01-28 | 2013-01-28 | No | 4 | A | Indirect |
20,000 | 2008-02-28 | 2013-02-28 | No | 4 | A | Indirect |
25,000 | 2008-03-07 | 2013-03-07 | No | 4 | A | Indirect |
0 | 2010-04-15 | 2013-03-07 | No | 4 | P | Indirect |
312,500 | 2007-12-20 | 2012-12-20 | No | 4 | A | Indirect |
0 | 2009-09-09 | 2012-12-20 | No | 4 | A | Indirect |
416,667 | 2007-12-20 | 2012-06-30 | No | 4 | A | Indirect |
0 | 2009-09-09 | 2012-06-30 | No | 4 | P | Indirect |
Footnotes
- Bridge Warrants are earned in conjunction with the callable convertible bridge notes as long as the holder does not call the note or upon conversion to common stock. The Warrants were awarded 5,000 per month from 2/15/2008 to 11/15/2008, with a lump sum award of 70,000 on 11/20/2008. The warrants each have a conversion price of $1.00 and expiration date of 6/30/2012.
- Bridge Warrants were earned in their entirety when the bridge note holder agreed to forebear calling the note until on or after June 30, 2010.
- Equity Financing Arrangement Warrants were earned in conjunction with an arrangement to provide up to $300,000 of equity financing on a monthly basis as of the anniversary date of the commitment. The financing arrangement expired on March 7, 2008.