Filing Details
- Accession Number:
- 0001019687-11-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 16:14:22
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 16:14:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1355790 | International Stem Cell Corp | ISCO.OB | Pharmaceutical Preparations (2834) | 204494098 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478746 | R Edmund Wood | C/O International Stem Cell Corp. 2595 Jason Court Oceanside, CA 92056 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 5,000 | $0.45 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 5,000 | $1.80 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-03 | 5,000 | $0.00 | 5,000 | $0.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 115,000 | 2018-04-22 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to 10b5-1 plan, effective date - 1/1/2011.
- Option issued for 150,000 shares and became exercisable in fifty equal monthly increments of 3,000 shares commencing 5/22/2008.
Billionaire Hedge Funds
