Filing Details
- Accession Number:
- 0001209191-11-001733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 16:08:10
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 16:08:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 841692 | Fsi International Inc | FSII | Special Industry Machinery, Nec (3559) | 411223238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346076 | David Smith | 4564 Biltmoore Drive Frisco TX 75034 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 7,500 | $1.74 | 7,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 7,500 | $0.37 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 7,500 | $4.46 | 7,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-03 | 7,500 | $4.43 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-03 | 7,500 | $0.00 | 7,500 | $1.74 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-03 | 7,500 | $0.00 | 7,500 | $0.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2018-01-16 | No | 4 | M | Direct | |
| 42,500 | 2019-01-21 | No | 4 | M | Direct |
Footnotes
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-04-16).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-04-21).
Billionaire Hedge Funds
