Filing Details
- Accession Number:
- 0001209191-11-001724
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 16:06:33
- Reporting Period:
- 2011-01-04
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 16:06:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 841692 | Fsi International Inc | FSII | Special Industry Machinery, Nec (3559) | 411223238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195589 | C John Ely | 8100 Halstead Drive Minnetrista MN 55364 | Vp, Global Sales And Service | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-04 | 5,000 | $1.64 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-04 | 4,500 | $1.44 | 9,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-04 | 9,999 | $2.00 | 19,499 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-04 | 8,500 | $0.35 | 27,999 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-04 | 3,750 | $0.32 | 31,749 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-04 | 5,000 | $4.39 | 26,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-04 | 4,500 | $4.38 | 22,249 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-04 | 9,999 | $4.40 | 12,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-04 | 5,000 | $0.00 | 5,000 | $1.64 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-04 | 4,500 | $0.00 | 4,500 | $1.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-04 | 9,999 | $0.00 | 9,999 | $2.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-04 | 8,500 | $0.00 | 8,500 | $0.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-04 | 3,750 | $0.00 | 3,750 | $0.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 427,434 | 2018-02-06 | No | 4 | M | Direct | |
| 422,934 | 2018-06-20 | No | 4 | M | Direct | |
| 412,935 | 2019-12-22 | No | 4 | M | Direct | |
| 404,435 | 2018-12-23 | No | 4 | M | Direct | |
| 400,685 | 2019-06-26 | No | 4 | M | Direct |
Footnotes
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23).
- The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).
Billionaire Hedge Funds
