Filing Details
- Accession Number:
- 0001209191-10-044645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-31 18:38:25
- Reporting Period:
- 2010-08-27
- Filing Date:
- 2010-08-31
- Accepted Time:
- 2010-08-31 18:38:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392678 | Hany Nada | C/O Glu Mobile Inc. 2207 Bridgepointe Parkway, Suite 300 San Mateo CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-27 | 1,961,000 | $1.00 | 4,009,439 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2009-08-27 | 39,000 | $1.00 | 79,738 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2010-08-27 | 980,500 | $0.00 | 980,500 | $1.50 |
Common Stock | Warrant | Acquisiton | 2010-08-27 | 19,500 | $0.00 | 19,500 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
980,500 | 2010-08-27 | 2015-08-27 | No | 4 | P | Indirect |
19,500 | 2010-08-27 | 2015-08-27 | No | 4 | P | Indirect |
Footnotes
- Represents shares purchased in a private placement transaction (the "Private Placement") in which Glu Mobile Inc. ("Glu") sold an aggregate of 13,495,000 shares of common stock at a price of $1.00 per share and warrants initially exercisable for up to an aggregate of 6,747,500 shares of common stock at an exercise price of $1.50 per share.
- Represents shares held by Granite Global Ventures II L.P. ("Granite Global"). Mr. Nada is a managing director of the general partner of Granite Global, which has seven individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- Represents shares held by GGV II Entrepreneurs Fund L.P. ("GGV"). Mr. Nada is a managing director of the general partner of GGV, which has seven individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- The warrants provide for weighted-average anti-dilution protection in the event that Glu issues or is deemed to have issued additional shares of common stock at a price per share below the then-current exercise price of the warrants. The exercise price of the warrants and the number of shares of common stock issuable upon exercise of the warrants are also subject to proportional adjustment for stock splits, reverse stock splits, stock dividends or other reclassifications or combinations of Glu's common stock.
- Represents a warrant initially exercisable for up to 980,500 shares received by Granite Global in the Private Placement. Mr. Nada disclaims beneficial ownership in the shares of common stock underlying such warrant, except to the extent of his pecuniary interest therein.
- Represents a warrant initially exercisable for up to 19,500 shares received by GGV in the Private Placement. Mr. Nada disclaims beneficial ownership in the shares of common stock underlying such warrant, except to the extent of his pecuniary interest therein.