Filing Details
- Accession Number:
- 0001140361-11-001201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 15:12:20
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 15:12:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1442846 | J. Kenneth Knott | 1775 Sherman Street Suite 1200 Denver CO 80203 | Vp- Bus Dev & Land & Ass Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock: $.01 Par Value | Acquisiton | 2011-01-03 | 442 | $13.39 | 11,037 | No | 4 | M | Direct | |
| Common Stock: $.01 Par Value | Disposition | 2011-01-03 | 442 | $60.00 | 10,595 | No | 4 | S | Direct | |
| Common Stock: $.01 Par Value | Acquisiton | 2011-01-03 | 2,806 | $14.25 | 13,401 | No | 4 | M | Direct | |
| Common Stock: $.01 Par Value | Disposition | 2011-01-03 | 2,806 | $60.00 | 10,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock: $.01 Par Value | Stock Option (Right-To-Buy) | Disposition | 2011-01-03 | 442 | $0.00 | 442 | $13.39 |
| Common Stock: $.01 Par Value | Stock Option (Right-To-Buy) | Disposition | 2011-01-03 | 2,806 | $0.00 | 2,806 | $14.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-10-22 | No | 4 | M | Direct | |
| 0 | 2013-12-31 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was affected pursuant to a Rule 10b5-1 Sales Plan adopted by Kenneth Knott on June 15, 2010.
- The stock option (right-to-buy) vested as follows: 111 shares on 10-22-03, 111 shares on 9-30-04, 110 shares on 9-30-05, and 110 shares on 9-30-06.
- The stock option (right-to-buy) vested as follows: 702 shares on 12-31-03, 702 shares on 9-30-04, 701 shares on 9-30-05, and 701 shares on 9-30-06.
Billionaire Hedge Funds
