Filing Details
- Accession Number:
- 0000914190-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 14:28:36
- Reporting Period:
- 2010-12-27
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 14:28:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 727672 | Spectrascience Inc | SCIE.OB | Electromedical & Electrotherapeutic Apparatus (3845) | 411448837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493471 | L Sheldon Miller | 11568 Sorrento Valley Road Suite 11 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-27 | 30,000 | $0.14 | 2,000,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-12-27 | 38,150 | $0.13 | 2,038,150 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,046,155 | Indirect | By SM Company, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $0.24 | 2020-05-21 | 400,000 | 400,000 | Direct | |
| Common Stock | Common Stock Warrants (right to buy) | $0.30 | 2010-06-18 | 2015-06-18 | 985,000 | 985,000 | Direct |
| Common Stock | Common Stock Warrants (right to buy) | $0.30 | 2010-06-18 | 2015-06-18 | 523,078 | 523,078 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-21 | 400,000 | 400,000 | Direct |
| 2015-06-18 | 985,000 | 985,000 | Direct |
| 2015-06-18 | 523,078 | 523,078 | Indirect |
Footnotes
- The reporting person has 100% control over the LLC that owns the reported securities.
- 133,333 shares vest on each of 5/21/11 and 5/21/12; 133,334 shares vest on 5/21/13.
Billionaire Hedge Funds
