Filing Details
- Accession Number:
- 0001437749-11-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 14:14:05
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 14:14:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429460 | G Gonzalo Pique | C/O Energy Recovery, Inc. 1908 Doolittle Drive San Leandro CA 94577 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-03 | 60,000 | $4.01 | 299,100 | No | 4 | S | Indirect | By The Pique Bachman Income Security Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The Pique Bachman Income Security Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 161,000 | Direct | |
Common Stock | 100,000 | Indirect | By wife |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2010.
- This figure is the weighted average sales price of multiple trades ranging from $3.66 to $4.145 per share. The reporting person undertakes to provide to the SEC Staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.