Filing Details
- Accession Number:
- 0001127602-11-000945
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 14:01:56
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 14:01:56
- Original Submission Date:
- 2010-12-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341439 | Oracle Corp | ORCL | Services-Prepackaged Software (7372) | 542185193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414813 | Dorian Daley | C/O Delphi Asset Mgmt Corporation 6005 Plumas Street, Suite 100 Reno NV 89519 | Svp, Gen'l Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-21 | 16,250 | $12.34 | 21,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-21 | 25,000 | $20.73 | 46,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-21 | 41,250 | $31.86 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-12-21 | 16,250 | $0.00 | 16,250 | $12.34 |
| Common Stock | Stock Option | Disposition | 2010-12-21 | 25,000 | $0.00 | 25,000 | $20.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-06-20 | No | 4 | M | Direct | |
| 375,000 | 2018-07-03 | No | 4 | M | Direct |
Footnotes
- Option vests 25% annually on anniversary of grant date.
- On December 22, 2010, a Form 4 was filed reporting the exercise of 41,250 stock options on December 21, 2010. The report mistakenly included incorrect grant details for the stock options. This amended report correctly details the 41,250 stock options that were exercised.
- Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 29, 2010
- This transaction was executed in multiple trades at prices ranging from $31.60 to $31.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
