Filing Details
- Accession Number:
- 0001209191-11-001595
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 13:16:17
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 13:16:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071625 | Dover Saddlery Inc | DOVR | Retail-Miscellaneous Shopping Goods Stores (5940) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344342 | W Michael Bruns | 525 Great Rd Littleton MA 01460 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 2,934 | $1.94 | 8,222 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-01-03 | 5,288 | $1.24 | 8,222 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-01-03 | 2,934 | $1.94 | 2,934 | $1.94 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-01-03 | 5,288 | $1.24 | 5,288 | $1.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,107 | 2014-12-30 | No | 4 | C | Direct | |
| 55,107 | 2018-11-20 | No | 4 | C | Direct |
Footnotes
- Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Options to purchase a total of 8,222 shares of common stock, as reported in Table II.
- Immediately.
- Reflects total outstanding Incentive Stock Options held by this reporting person as of 1/3/2011.
- Vest on anniversary of grant date at rate 20 % per year for five years.
Billionaire Hedge Funds
