Filing Details

Accession Number:
0001179110-11-000542
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-05 12:41:41
Reporting Period:
2011-01-03
Filing Date:
2011-01-05
Accepted Time:
2011-01-05 12:41:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1431567 Oak Valley Bancorp OVLY State Commercial Banks (6022) 262326676
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442252 C. Ronald Martin 125 North Third Avenue
Oakdale CA 95361
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-03 8,630 $5.85 181,830 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Initial award of restricted stock to executive employee pursuant to Stock Incentive Plan.
  2. Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
  3. The restricted stock will vest as follows:Vesting Date Shares Vested 1/3/2012 1726 1/3/2013 1726 1/3/2014 1726 1/3/2015 1726 1/3/2016 1726Subject to 100% acceleration upon retirement at any time before January 3, 2016