Filing Details
- Accession Number:
- 0001179110-11-000542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-05 12:41:41
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-05
- Accepted Time:
- 2011-01-05 12:41:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1431567 | Oak Valley Bancorp | OVLY | State Commercial Banks (6022) | 262326676 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442252 | C. Ronald Martin | 125 North Third Avenue Oakdale CA 95361 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-03 | 8,630 | $5.85 | 181,830 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Initial award of restricted stock to executive employee pursuant to Stock Incentive Plan.
- Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
- The restricted stock will vest as follows:Vesting Date Shares Vested 1/3/2012 1726 1/3/2013 1726 1/3/2014 1726 1/3/2015 1726 1/3/2016 1726Subject to 100% acceleration upon retirement at any time before January 3, 2016