Filing Details

Accession Number:
0001209191-11-001377
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-04 19:59:09
Reporting Period:
2011-01-01
Filing Date:
2011-01-04
Accepted Time:
2011-01-04 19:59:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
796764 Premier Exhibitions Inc. PRXI Services-Amusement & Recreation Services (7900) 201424922
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1143608 Doug Banker 3340 Peachtree Road Ne, Suite 900
Atlanta GA 30326
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Acquisiton 2011-01-01 16,000 $0.00 99,962 No 4 M Direct
Common Stock, $0.0001 Par Value Disposition 2011-01-03 10,000 $1.90 89,962 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-01-01 16,000 $0.00 16,000 $0.00
Common Stock Restricted Stock Units Acquisiton 2011-01-01 15,902 $0.00 15,902 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-01 2011-01-01 No 4 M Direct
15,902 No 4 A Direct
Footnotes
  1. Restricted Stock Units granted on 1/1/2010 pursuant to the 2009 Equity Incentive Plan Plan vested on 01/01/2011 pursuant to the terms of the grant and have been settled in Common Stock. Each Restricted Stock Unit represented the contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2010.
  3. The Restricted Stock Units were granted pursuant to the 2009 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
  4. The Restricted Stock Units vest on the earlier of (i) January 1, 2012, (ii) such earlier date as provided in the 2009 Equity Incentive Plan or (iii) on a pro-rata basis (proportionately to the number of days served by the reporting person on the Board of Directors during the year) on the date the reporting person ceases to be a director. The Restricted Stock Units will be payable to the reporting person within 20 days after they vest. Any units that do not vest will be forfeited.