Filing Details
- Accession Number:
- 0001245313-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 19:31:06
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 19:31:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245211 | Jr W Harry Kellogg | 3003 Tasman Drive Santa Clara CA 95054 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-03 | 2,328 | $26.00 | 20,544 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-01-03 | 2,672 | $31.29 | 23,216 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-03 | 5,000 | $53.43 | 18,216 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2011-01-03 | 2,328 | $26.00 | 2,328 | $26.00 |
Common Stock | Stock Option | Disposition | 2011-01-03 | 2,672 | $31.29 | 2,672 | $31.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
82,119 | 2002-11-16 | 2011-11-16 | No | 4 | M | Direct |
79,447 | 2003-04-17 | 2012-04-17 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person as of August 2, 2010.