Filing Details
- Accession Number:
- 0001104659-11-000346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 18:53:13
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 18:53:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1177264 | Iii O Michael Mccarthy | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-31 | 18,750 | $0.00 | 20,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-31 | 5,991 | $10.33 | 14,645 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-01-03 | 2,552 | $10.54 | 12,093 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-04 | 2,552 | $10.38 | 9,541 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2010-12-31 | 18,750 | $0.00 | 18,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 35,000 | 35,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 35,000 | 35,000 | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2010.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $10.30 to $10.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $10.22 to $10.61 per share.
- Each restricted stock unit represents a contingent right to receive one share of INFN common stock.
- The restricted stock units fully vested on December 31, 2010.
- The restricted stock units fully vest on April 1, 2011.
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