Filing Details

Accession Number:
0001104659-11-000346
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-04 18:53:13
Reporting Period:
2010-12-31
Filing Date:
2011-01-04
Accepted Time:
2011-01-04 18:53:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Infinera Corporation
169 Java Drive
Sunnyvale CA 94089
Chief Legal & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-31 18,750 $0.00 20,636 No 4 M Direct
Common Stock Disposition 2010-12-31 5,991 $10.33 14,645 No 4 F Direct
Common Stock Disposition 2011-01-03 2,552 $10.54 12,093 No 4 S Direct
Common Stock Disposition 2011-01-04 2,552 $10.38 9,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-12-31 18,750 $0.00 18,750 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 35,000 35,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
35,000 35,000 Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2010.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $10.30 to $10.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $10.22 to $10.61 per share.
  4. Each restricted stock unit represents a contingent right to receive one share of INFN common stock.
  5. The restricted stock units fully vested on December 31, 2010.
  6. The restricted stock units fully vest on April 1, 2011.