Filing Details
- Accession Number:
- 0001209191-11-001276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 18:38:32
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 18:38:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1053120 | Joe J Ricketts | C/O Hugo Llc, 1395 S. Platte River Drive Denver CO 80223 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-31 | 86,847 | $19.00 | 53,445,929 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-03 | 637,786 | $19.03 | 52,808,143 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,441,835 | Indirect | By Spouse |
Footnotes
- Reflects the aggregate amount of shares sold by Mr. Ricketts on December 31, 2010 under a written trading plan adopted pursuant to Rule 10b5-1.
- Reflects the aggregate amount of shares sold by Mr. Ricketts on January 3, 2011 under a written trading plan adopted pursuant to Rule 10b5-1.
- Reflects the weighted average sale price per share for Mr. Ricketts' transactions on January 3, 2011. The price per share for such transactions ranged from $19.00 to $19.20. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.