Filing Details
- Accession Number:
- 0001140361-11-000903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 17:08:19
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 17:08:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880643 | Genta Inc De | GNTA | Biological Products, (No Disgnostic Substances) (2836) | 330326866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1100843 | Jr P Raymond Warrell | C/O Genta Incorporated 200 Connell Drive Berkeley Heights NJ 07922 | Chairman & Chief Exec Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-31 | 688,762 | $0.04 | 558,486,989 | No | 4 | C | Direct | |
Common Stock | Disposition | 2010-12-31 | 699,422 | $0.03 | 557,787,567 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-03 | 2,215,946 | $0.00 | 557,787,567 | No | 4 | C | Direct | |
Common Stock | Disposition | 2011-01-03 | 2,215,946 | $0.02 | 555,571,620 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 15% Senior Convertible Promissory Note due September 4, 2011 | Disposition | 2010-12-31 | 0 | $0.00 | 688,762 | $0.04 |
Common Stock | 15% Senior Convertible Promissory Note due September 4, 2011 | Disposition | 2011-01-03 | 0 | $0.00 | 2,215,946 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,782,460 | 2008-10-07 | 2011-09-04 | No | 4 | C | Direct |
1,765,665 | 2008-10-07 | 2011-09-04 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,829,644 | Indirect | By Spouse |
Footnotes
- Includes 699,422 shares of common stock held in a joint account with Dr. Warrell's spouse, Dr. Itri, 768,817 shares of common stock issuable upon the vesting of currently outstanding restricted stock units, 553,986,250 shares of common stock issuable upon the conversion of Senior Unsecured Convertible Promissory Notes due September 4, 2011, as amended, (the Notes) at the conversion price of $0.0032 that went into effect on January 1, 2011 and 3,032,500 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA.
- Includes 280,894 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri and 4,548,750 shares of common stock issuable upon the conversion of Notes held in Dr. Itri's IRA.