Filing Details
- Accession Number:
- 0001140361-11-000834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 16:42:13
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 16:42:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412109 | Kaiser Federal Financial Group Inc. | KFFG | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271281 | R Jeanne Thompson | 1359 N. Grand Avenue Covina CA 91724 | Chief Admin. Officer Of Sub. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-31 | 4,100 | $11.55 | 1,219 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,194 | Indirect | By ESOP |
Common Stock | 843 | Indirect | By Spouse |
Common Stock | 6,042 | Indirect | By Trust |
Common Stock | 9,377 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.85 | 2010-01-30 | 2019-01-30 | 10,791 | 10,791 | Direct |
Common Stock | Stock Options | $20.16 | 2005-11-16 | 2014-11-16 | 15,826 | 15,826 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-30 | 10,791 | 10,791 | Direct |
2014-11-16 | 15,826 | 15,826 | Direct |
Footnotes
- 5,035 shares previously held in direct ownership have been transferred to the trust.
- Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.
- Stock options are fully vested.