Filing Details
- Accession Number:
- 0001044321-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 16:31:21
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 16:31:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867840 | Precision Optics Corporation Inc | PEYE | Electromedical & Electrotherapeutic Apparatus (3845) | 042795294 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-31 | 47,398 | $0.01 | 343,699 | No | 4 | S | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnerships |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Technology Fund II, L.P. (Tech II). 160,301 shares of Common Stock are held by QP, 1,098 shares of Common Stock are held by Cayman, 160,000 shares of Common Stock are held by PE and 22,300 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock & Warrants owned by QP, Cayman, PE and Tech II is limited to the extent of his pecuniary interest.