Filing Details
- Accession Number:
- 0001104659-11-000253
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 16:25:40
- Reporting Period:
- 2010-10-22
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 16:25:40
- Original Submission Date:
- 2010-10-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496623 | Netspend Holdings Inc. | NTSP | Finance Services (6199) | 202306550 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253706 | R Daniel Henry | 701 Brazos Street, Suite 1300 Austin TX 78701 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-22 | 375,000 | $3.53 | 473,128 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-10-22 | 120,342 | $11.00 | 352,786 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-10-22 | 254,658 | $10.29 | 98,128 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-10-22 | 375,000 | $0.00 | 375,000 | $3.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,042,293 | 2018-03-10 | No | 4 | M | Direct |
Footnotes
- Vested as to one fourth on each of February 5, 2009, February 5, 2010, and October 22, 2010 (the consummation of the initial public offering of NetSpend Holdings, Inc. (the "Company")). The remaining one fourth will vest on February 5, 2011.