Filing Details

Accession Number:
0001455754-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-04 16:22:02
Reporting Period:
2011-01-03
Filing Date:
2011-01-04
Accepted Time:
2011-01-04 16:22:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790359 Nbt Bancorp Inc NBTB National Commercial Banks (6021) 161268674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204715 R Daryl Forsythe 52 South Broad Street
Norwich NY 13815
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock Disposition 2011-01-03 866 $24.29 126,434 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Nbt Bancorp Inc. Common Stock 0 Indirect NBT 401k/ESOP Plan
Nbt Bancorp Inc. Common Stock 0 Indirect NBT Bancorp ESOP
Nbt Bancorp Inc. Common Stock 1,842 Indirect by Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $21.74 2007-05-01 2016-05-01 5,000 5,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.48 2008-05-01 2017-05-01 5,000 5,000 Direct
Nbt Bancorp Inc. Common Stock Non-Qualified Stock Option (right to buy) $22.55 2009-05-01 2018-05-01 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-05-01 5,000 5,000 Direct
2017-05-01 5,000 5,000 Direct
2018-05-01 5,000 5,000 Direct
Footnotes
  1. Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.